Audits of Operational Controls

Our operational reviews focus on strengthening controls and improving the efficiency and effectiveness of operations. The following is a representative sample of the areas that can be audited:

  • Commercial and Residential Loan Originations/Administration
  • Wire Transfers
  • Asset/Liability Management/Treasury
  • Investment Securities
  • Branch/Retail Banking Operations
  • ID Theft/Red-Flag Programs
  • Cash and Due from Banks
  • ATM/Debit Card Administration
  • Accounts Payable/Purchasing
  • Federal Funds and Automated Clearing House (ACH)
  • Payroll/Human Resources

case studies

big problem:
Ransomware attack halted a global manufacturer's operations.
big thinking:
Recover and secure the system – fast – save $1 million in ransom.
big problem:
High tax burden for family-owned franchisor.
big thinking:
Comprehensive planning for a 15% tax reduction.

our thoughts on

FinTech and the Risk of Convenience
Capital One Data Breach Exposes 100 Million Records to Seattle Hacker
Delay in New FASB Standard Will Impact Financial Services
The Privacy of Consumer Banking Data and the Financial Data Exchange

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contact us

Map of Pittsburgh Office

One PPG Place, Suite 1700
Pittsburgh, PA 15222
p:412.261.3644     f:412.261.4876

Map of Columbus Office

65 East State Street, Suite 2000
Columbus, OH 43215
p:614.621.4060     f:614.621.4062

Map of Washington Office
Washington, D.C.

1660 International Drive, Suite 600
McLean, VA 22102