Audits of Information Technology

A prominent service we provide to our financial institution clients is IT audit support. Our IT audit activities are also risk-based and align with the COBIT framework. In addition, we tailor our IT audits to meet the IT requirements of Sarbanes-Oxley (SOX) 404, GLBA and many other regulatory requirements that impact financial institutions. Examples of our IT audit capabilities include:

  • General Computer Control Review
  • Safeguarding Customer Information - Gramm-Leach-Bliley Act (GLBA)
  • Internet Banking and Billpay
  • Social Media Reviews and Risk Assessments
  • Telephone Banking
  • Operating Systems Access Review
  • Review of Third Parties
  • Mobile Banking
  • Fedline Reviews
  • External Vulnerability Assessment and Penetration Testing
  • Information Systems Risk Assessments
  • Business Continuity Planning and Disaster Recovery Assessments
  • Core Banking Application User Reviews
  • IT Governance Reviews
  • Payment Card Industry Data Security Standards (PCI DSS) Compliance Services

case studies

big problem:
Ransomware attack halted a global manufacturer's operations.
big thinking:
Recover and secure the system – fast – save $1 million in ransom.
big problem:
A not-for-profit client out of 401(k) compliance.
big thinking:
Allowing more contributions by highly paid employees.

our thoughts on

National Flood Insurance Program Extension
Bill S. 1564 Calls for Delay of CECL Implementation Until a Quantitative Economic Impact Study is Completed
Financial Institutions - Regs on Regs on Regs
Financial Trustee Service Considerations
Addressing Technology Risks within the Financial Services Industry

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contact us

Map of Pittsburgh Office

One PPG Place, Suite 1700
Pittsburgh, PA 15222
p:412.261.3644     f:412.261.4876

Map of Columbus Office

65 East State Street, Suite 2000
Columbus, OH 43215
p:614.621.4060     f:614.621.4062

Map of Columbus Office
Washington, D.C.

1660 International Drive, Suite 600
McLean, VA 22102